search > Dallas jobs > Dallas management/professional

Posted: Sunday, March 12, 2017 11:57 PM

Texas Capital Bank is one of the most successful commercial banks in the country and is consistently named to Forbes Best Banks in America and The Dallas Morning News Top Places To Work. The bankA?s Financial Crimes Compliance (FCC) team is responsible for identifying, investigating and monitoring relationships that pose a money laundering or terrorist financing risk in support of all legal and regulatory requirements relating to anti:money laundering (AML) and counter terrorism financing. The Senior Compliance Officer is part of FCCA?s Quality Assurance, Oversight and Governance team, which plans, organizes, and oversees the Quality Assurance (QA), regulatory reporting, and governance functions related to the execution of the CompanyA?s AML/CFT policy. Further this role plays a critical component in ensuring the adequacy and effectiveness of TCBA?s suspicious activity reporting program.Responsible for QA reviews of flagged items, investigations, and high risk reviews identified by the Monitoring and Surveillance TeamResponsible for QA reviews related to high risk customer reviewsAnalyze and review alert closures, conclusions, and corrective actions to ensure the BankA?s quality review standards are metFormally track and report on QA results as well as the process (i.e. sampling) for all assigned areas.Identify and coordinate training needs, policy/procedure revisions, standardize alert/due diligence review process and other needs identified during the QA process with the QA ManagerProvide training sessions as needed on training gaps, new technology/processPerform QA for A?below the lineA? testing of monitoring system scenarios, alert scoring engine, and other model output as applicable, as well as for other non:BAU alertsReview and investigate potential issues as a result of Inputs and Outputs Maintain the inventory of procedures, work instructions, job aids, guidance, new activities, and changes for the FCC Operations teamSupport the SAR Committee by preparing briefs, taking minutesSupport future phases of efforts related to tiered monitoring such as auto:closure, segmentation, profilingOther special projects as neededBachelor degree or equivalent work experience required 5+ years AML or audit experience within a financial institutionPrior experience with resolving surveillance items that have been flagged as potentially suspicious transactions or identified as potential matches to adverse media alerts, designated sanctions targets and prohibited persons lists Prior experience with high risk customer reviews and enhanced due diligence measuresProven ability to review closure rationale to determine if the resolution was appropriate and properly documentedProven ability to develop solutions for recurring issues identified during the QA processAble to multitask and complete projects on time, often on a tight deadlineExcellent analytical, oral and written communication skillsStrong relationship building skills both internally and externally


• Location: Dallas

• Post ID: 48811387 dallas is an interactive computer service that enables access by multiple users and should not be treated as the publisher or speaker of any information provided by another information content provider. © 2017